A SEBI registered intermediary inspires confidence in the investor. However, to ensure that SEBI, mandates a whole list of compliance “Dos” and “Donts”. So much so that every intermediary needs help to keep their compliance tracks healthy by following the required processes and reporting status to the regulator.
My blog over time has aimed to educate intermediaries towards these responsibilities. I now take a step further – a first step towards building a community of professionals focused on the compliance role.
We have launched a Compliance Job Board.
For an intermediary, you can use this job board to post a relevant job.
For someone looking to create a career, one can find all the relevant opportunities here.
There are no charges for this. As I said, it is an effort to build a community of like minded people.
Let me call upon you to use this feature and post any openings related to compliance (in house, external, part time/full time, remote/on site).
You can post the vacancies for a principal officer or a person associated with investment advice or a compliance officer or a research analyst.
Click here to post the vacancy.
Once you post the vacancy, we will ensure that it adheres to the best practices and then become visible for anyone to view and apply to.
If you have any questions or feedback, please write to me at kruti@cskruti.com.
I am working for a company
currently i am taking training for them but in future company is planning to provide advisory services and portfolio mgt services
i have my own consultancy also
RA registration
should I take
in my individual name or take in company name?
or company should take RA registration and I should not take?