RA / SEBI / Workshop / Seminar
Upcoming Webinar | The Top 5 Compliance Requirements for Research Analysts
Are you prepared for the upcoming compliance audit? The compliance …
The Top 5 Compliance Requirements by RIAs
How are you ensuring that your compliance is as per SEBI’s guidelines? …
Upcoming Webinar – The Top 5 Compliance Requirements for RIAs
Come April 1, 2021, the revised guidelines for Investment Advisers …
Are you ready to welcome SEBI?
How are you ensuring that your compliance is as per SEBI’s guidelines? …
Limited Seats! Have You Registered For Workshop / Webinar?
With growing awareness about Investment Advisers, several advisory firms and individuals are …
Webinar – Compliance of SEBI (Investment Advisers) Regulations, 2013
I have successfully conducted my first workshop on Compliance of …
Second Workshop – Compliance of SEBI (Investment Advisers) Regulations, 2013
I am happy to announce my second workshop for Investment …
The Cost Of Non-Compliance Is Higher Than The Cost Of Compliance
RIA is the new age advisory model and several advisory …
Workshop on Compliance of SEBI (Investment Advisers) Regulations, 2013
As SEBI pushes through a new order in the investment …
