CS Edge – Issue 1: SMS on stock tips from SEBI registered intermediary only?
CS Edge is a weekly newsletter. It is my effort to …
Starting a PMS business is not a cakewalk – Here are 10 things you must do.
My friend, Shalini, had come to meet me in my …
Is SEBI registration required for research in commodities?
I get variety of queries on SEBI Investment Advisers (IA) …
A primer on Alternative Investment Funds (AIF)
The Indian Startup scene has had a crazy run in …
FAQs on SEBI Research Analyst Regulation
I have been receiving lot of queries on my blog …
Investment Advisers – Be ready for more changes from SEBI!
SEBI issued another set of consultation paper on June 22, …
5 reasons why SEBI can put your Research Analyst application on hold
As on April 21, 2017, there are 383 Research Analyst …
Does your stock research report comply with SEBI regulations?
There are several individuals / entities who provide stocks or …
Research Analysts and Investment Advisers get permanent SEBI registration!
Securities and Exchange Board of India (SEBI) on December 18, …
How to get ready for Investment Adviser (RIA) annual compliance audit?
Neha, my friend, met me over a coffee. She is …
