How to get registered on SCORES – SEBI Complaints Redress System?
One of my clients, Rohit, recently got approval from SEBI …
Can A SEBI Registered Investment Adviser Charge Performance Based Fees?
One of the most puzzling aspects of an investment adviser’s …
6 Point Checklist for a Business Plan for SEBI IA and RA Application
If you are planning to register as an Investment Adviser …
SEBI – The Right Hand v/s the Left Hand
The right hand does not know what the left hand …
Do Robo-Advisors need to register with SEBI?
Are you a fintech startup? Are you too planning to …
10-point Audit Checklist for SEBI Research Analyst – Updated 2022
All SEBI registered Research Analysts and Investment Advisers have to …
When SEBI Research Analyst Regulations do not apply to you
You are passionate about stock markets and your research on …
CS Edge – Issue 1: SMS on stock tips from SEBI registered intermediary only?
CS Edge is a weekly newsletter. It is my effort to …
Starting a PMS business is not a cakewalk – Here are 10 things you must do.
My friend, Shalini, had come to meet me in my …
Is SEBI registration required for research in commodities?
I get variety of queries on SEBI Investment Advisers (IA) …
