Demystifying enhanced qualification requirements for SEBI Investment Advisers
Siddharth Shah is a registered investment adviser (RIA) and has …
Will SEBI’s measures strengthen the conduct of RIAs?
Four consultation papers and several circulars later, Investment Advisers (IAs) …
SEBI’s consultation paper on RIA regulations- Here is my perspective!
On the evening of Jan 16, 2020, lots of messaging …
SEBI approves changes in the PMS regulations
In August 2019, SEBI had issued consultation paper on proposed …
SEBI proposes big changes for Portfolio Managers
If you are running a PMS or planning to start …
CS Edge – Issue 8: SEBI modifies process to get SCORES authentication for registered intermediaries
It is mandatory for all listed entities and SEBI registered …
CS Edge – Issue 7: SEBI modifies format for compliance report on Corporate Governance
Every listed company has to submit a compliance report on …
Develop a 100% SEBI compliant Registered Investment Advisers practice – an online course
As SEBI pushes through a new order in the investment …
How to get registered with CKYC Registry?
One of the compliance requirements for SEBI RIAs is to …
Can a registered Investment Adviser provide research report on companies?
A SEBI registered Investment Adviser (RIA) recently wrote to me …
