Website Turtle
Personal Finance Made Easy!
We are looking for a SEBI RIA / Individual Qualified to become a principal officer for Turtle to obtain a corporate RIA license We are a financial planning platform that works with qualified advisors like SEBI RIAs, CAs, Lawyers, and other advisors to provide unbiased, personalized and regulated financial advice to our clients at a nominal cost on the fee-only model. To make our compliance processes simpler and enable us to easily work with other individual RIAs, we are looking to apply for a corporate SEBI Registered Investment Adviser (RIA) License.
Responsibilities
> Lead all regulatory & compliance tasks and ensure all operations stay within the SEBI framework for RIAs
> Build on and manage our existing community of fee-only investment professionals empanelled/partnered with us to help our clients with Goal based financial planning
> Work on certain common guidelines and service criteria that would help standardize the experience of customers with financial planners
Requirements
> Minimum experience of 5+ years in equity research/fund management/equity market-related role.
> A professional qualification or postgraduate degree or postgraduate diploma in finance, accountancy, business management, commerce, economics, capital market, banking, insurance, or actuarial science or a professional qualification by completing a Post Graduate Program in the Securities Market (Research Analysis) from NISM of a duration not less than two years.
> Expertise in Goal-based financial planning.
> CFA/CFP/CWM Holder would be preferred.
> Has substantial Personal Finance knowledge including Financial Planning, Goal-based investing, insurance, and succession planning.
> Good communication skills both written and verbal.
> Ability to take initiative and meet deadlines under minimal supervision.
Why join us at Turtle?
> We are on a mission to democratize financial planning among Indians, by giving access to the right financial advice from qualified professionals.
> A genuine and emerging problem statement with an industry-first approach. You get to be a leading part of this journey.
Working Hours
All Weekdays – 01:00 PM to 10:00 pm (flexible)
Saturdays – 10:00 am to 02:00 pm (If Needed by Clients)
Sundays – 10:00 am to 02:00 pm (If Needed by Clients)
Remuneration
Rs. 10,00,000/- per annum + ESOPs + Revenue Share
Note :
> We only want candidates with prior experience in investment advisory and qualified to become principal officers as per SEBI guidelines.
> To apply, please send an email with your LinkedIn profile to raj@turtlefinance.in
To apply for this job email your details to raj@turtlefinance.in
