In June 2023, SEBI threw a lifeline by introducing framework for “Execution Only Platforms” or commonly known as EOPs.
EOPs are online platform which facilitates transactions such as subscription, redemption and switch transactions in direct plans of schemes of Mutual Funds.
SEBI introduced two categories of EOPs – Category 1 and Category 2.
- Category 1 – EOPs have to get registered with AMFI
- Category 2 – EOPs have to get registered with any of the Stock Exchanges.
We help you walk through setting up of EOP and compliance thereon.
Click here to read more about EOPs
What are the basic requirements for applying Category – 1 EOPs?
What are the basic requirements for applying as Category – 2 EOPs?
Our services
What we do
Let’s help you set-up execution-only-platform
consulting
Understand how regulations are applicable in your specific context.
application
Make a thorough application for registration with AMFI or SEBI.
compliance setup
Get started on a strong footing with one time compliance set up.
ongoing ADVISORY
Build compliance into your business strength and a pillar of trust.
audit
Ensure that operations are aligned to the regulatory requirements – periodically.
LEGAL
Ensure all agreements are updated and in line with regulatory requirements.
Testimonials
Why Clients work with us
Nikhil Bhandari
Founder, Stratzy Fintech Pvt Ltd – Research Ananlyst
Kruti is an absolute expert in SEBI related matters with in-depth knowledge about all legal compliances.
Mumbai
Mohit Kumar
Investment Adviser
Kruti’s knowledge, commitment towards her clients and work ethics are class apart. She is sensitive in addressing her client’s queries – no matter how basic.
Delhi
Soumya Malani
Research Analyst
There is peace of mind that you have when you know there is an expert on your side. Kruti has knowledge, experience as well as patience.
Kolkata
Arjun Singh
Partner, Hanut Alternate Investments LLP – PMS
There were new asks/requirements at every turn and plenty of follow up required to see this project through, and you tackled these with spirit.
Mumbai
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