SEBI approves changes in the PMS regulations
In August 2019, SEBI had issued consultation paper on proposed …
SEBI proposes big changes for Portfolio Managers
If you are running a PMS or planning to start …
CS Edge – Issue 8: SEBI modifies process to get SCORES authentication for registered intermediaries
It is mandatory for all listed entities and SEBI registered …
CS Edge – Issue 7: SEBI modifies format for compliance report on Corporate Governance
Every listed company has to submit a compliance report on …
Develop a 100% SEBI compliant Registered Investment Advisers practice – an online course
As SEBI pushes through a new order in the investment …
How to get registered with CKYC Registry?
One of the compliance requirements for SEBI RIAs is to …
Can a registered Investment Adviser provide research report on companies?
A SEBI registered Investment Adviser (RIA) recently wrote to me …
Are you ready to welcome SEBI?
How are you ensuring that your compliance is as per SEBI’s guidelines? …
Limited Seats! Have You Registered For Workshop / Webinar?
With growing awareness about Investment Advisers, several advisory firms and individuals are …
Webinar – Compliance of SEBI (Investment Advisers) Regulations, 2013
I have successfully conducted my first workshop on Compliance of …
