Will SEBI’s measures strengthen the conduct of RIAs?
Four consultation papers and several circulars later, Investment Advisers (IAs) …
Can A SEBI Registered Investment Adviser Charge Performance Based Fees?
One of the most puzzling aspects of an investment adviser’s …
Only engineering degree not allowed – SEBI Regulations
Disclaimer: While this post is my experience with SEBI application …
SEBI strikes on Investment Advisers!
With SEBI pushing for the Investment Advisers certification, many have …
Highlights of SEBI consultation paper on Investment Advisers Regulations
In an earlier post I had mentioned that SEBI is …
