SEBI Redefines Entry Norms: Simplifying the Path for IAs and RAs
Are you looking to apply for the RIA or RA license?
SEBI has relaxed the entry barriers.
Will SEBI’s measures strengthen the conduct of RIAs?
Four consultation papers and several circulars later, Investment Advisers (IAs) …
Can A SEBI Registered Investment Adviser Charge Performance Based Fees?
One of the most puzzling aspects of an investment adviser’s …
Only engineering degree not allowed – SEBI Regulations
Disclaimer: While this post is my experience with SEBI application …
SEBI strikes on Investment Advisers!
With SEBI pushing for the Investment Advisers certification, many have …
Highlights of SEBI consultation paper on Investment Advisers Regulations
In an earlier post I had mentioned that SEBI is …
