Can a Research Analyst provide model portfolio services?
I have been asked this multiple times by the advisers …
The curious case of regulations for Algo Trading
If you have started or planning to start services for …
Develop a 100% SEBI compliant Registered Investment Advisers practice – an online course
As SEBI pushes through a new order in the investment …
Are you ready to welcome SEBI?
How are you ensuring that your compliance is as per SEBI’s guidelines? …
Limited Seats! Have You Registered For Workshop / Webinar?
With growing awareness about Investment Advisers, several advisory firms and individuals are …
Webinar – Compliance of SEBI (Investment Advisers) Regulations, 2013
I have successfully conducted my first workshop on Compliance of …
Second Workshop – Compliance of SEBI (Investment Advisers) Regulations, 2013
I am happy to announce my second workshop for Investment …
Heavy penalties can be levied on Investment Advisers, Research Analysts by SEBI!
The Finance Bill, 2018 has proposed amendments to The Securities …
SEBI – The Right Hand v/s the Left Hand
The right hand does not know what the left hand …
When SEBI Research Analyst Regulations do not apply to you
You are passionate about stock markets and your research on …
