SEBI amends the qualification regulation for RIAs, Research Analysts and PMS
SEBI has recently amended the regulation for qualification requirements for …
It is official! SEBI makes no amends to RIAs!
Don’t get carried away by the tricky title. All I …
SEBI taps stock exchange for RIA supervision
SEBI has a new found focus on Registered Investment Advisers …
All About The Latest SEBI RIA Amendment Regulations
Finally! Yes, finally, the long awaited amendments to SEBI (Investment …
All about the compliance audit for Investment Advisers (RIAs)
Audit season starts as soon as a financial year gets …
Webinar – Compliance of SEBI (Investment Advisers) Regulations, 2013
I have successfully conducted my first workshop on Compliance of …
Second Workshop – Compliance of SEBI (Investment Advisers) Regulations, 2013
I am happy to announce my second workshop for Investment …
The Cost Of Non-Compliance Is Higher Than The Cost Of Compliance
RIA is the new age advisory model and several advisory …
SEBI Again Bowls A Googly with Consultation Paper On Investment Advisers Regulations
On January 2, 2018, SEBI issued the third consultation paper …
Disclosures under SEBI Investment Advisers Regulations
SEBI has always insisted on transparency in doing business. It …
