All About Periodic Reporting for Research Analysts
All research analysts have to submit information to RAASB / SEBI every six months.
Will “safe space” really give recognition to SEBI registered investment advisers and research analysts?
Here is one more attempt from SEBI to curb the …
Community Announcement – A Compliance Job Board
A SEBI registered intermediary inspires confidence in the investor. However, …
Rationale required for all the recommendations by SEBI Research Analyst
Recently, I conducted the compliance audit for an individual research …
5 Things to do after getting SEBI Research Analyst license
After months of efforts, to and fro, follow-up with SEBI, …
Time to scrap SEBI Research Analyst Regulations?
The recent settlement order against a registered research analyst – …
Can a Research Analyst provide model portfolio services?
I have been asked this multiple times by the advisers …
Additional disclosures for RIAs and Research Analysts by SEBI
On December 13, 2021, SEBI issued a circular with more …
SEBI takes steps to make Proxy Advisors more trustworthy
SEBI recognizes the role of proxy advisors in enabling shareholders …
Can a registered Investment Adviser provide research report on companies?
A SEBI registered Investment Adviser (RIA) recently wrote to me …
