Should I register as an Investment Adviser or a Research Analyst? (Updated)
With SEBI amending the RIA and RA regulations, are you confused which one applies to you?
All About The Latest SEBI Amendment Regulations For Research Analysts
SEBI has issued amendments to the Research Analyst Regulations. Let’s take stock of what the amended regulations
All About Periodic Reporting for Research Analysts
All research analysts have to submit information to RAASB / SEBI every six months.
Will “safe space” really give recognition to SEBI registered investment advisers and research analysts?
Here is one more attempt from SEBI to curb the …
Community Announcement – A Compliance Job Board
A SEBI registered intermediary inspires confidence in the investor. However, …
Rationale required for all the recommendations by SEBI Research Analyst
Recently, I conducted the compliance audit for an individual research …
5 Things to do after getting SEBI Research Analyst license
After months of efforts, to and fro, follow-up with SEBI, …
Time to scrap SEBI Research Analyst Regulations?
The recent settlement order against a registered research analyst – …
Can a Research Analyst provide model portfolio services?
I have been asked this multiple times by the advisers …
Additional disclosures for RIAs and Research Analysts by SEBI
On December 13, 2021, SEBI issued a circular with more …
