Should I register as an Investment Adviser or a Research Analyst? (Updated)
With SEBI amending the RIA and RA regulations, are you confused which one applies to you?
All About The Latest SEBI Amendment Regulations For Investment Advisers
The amendments to the RIA Regulations are official. Let’s take stock of what the amended regulations are.
Is SEBI pro RIAs or not? Confused signals in the 2024 consultation paper
With the background of SEBI’s recent consultation paper on framework …
Will “safe space” really give recognition to SEBI registered investment advisers and research analysts?
Here is one more attempt from SEBI to curb the …
How to surrender your SEBI Investment Adviser License?
Being an Investment Adviser is tough, especially if you are …
Community Announcement – A Compliance Job Board
A SEBI registered intermediary inspires confidence in the investor. However, …
SEBI Compliance Audit is NOT Optional for RIAs
Assuming you got your IA license, but you did not …
Can a Research Analyst provide model portfolio services?
I have been asked this multiple times by the advisers …
Should I register as an individual or a non-individual RIA? – A 5 point checklist
It is interesting to see that a lot of new …
Develop a 100% SEBI compliant Registered Investment Advisers practice – an online course
As SEBI pushes through a new order in the investment …
