Develop a 100% SEBI compliant Registered Investment Advisers practice – an online course
As SEBI pushes through a new order in the investment …
How to get registered with CKYC Registry?
One of the compliance requirements for SEBI RIAs is to …
Can a registered Investment Adviser provide research report on companies?
A SEBI registered Investment Adviser (RIA) recently wrote to me …
Has your company filed Form INC-20A before starting business?
So, you just registered a company and got your certificate …
All about identification of ACTIVE companies by MCA
After Director KYC, MCA throws another googly for KYC of companies.
Director KYC – All you need to know
In the recent past you must have read a lot …
Are you ready to welcome SEBI?
How are you ensuring that your compliance is as per SEBI’s guidelines? …
Limited Seats! Have You Registered For Workshop / Webinar?
With growing awareness about Investment Advisers, several advisory firms and individuals are …
Webinar – Compliance of SEBI (Investment Advisers) Regulations, 2013
I have successfully conducted my first workshop on Compliance of …
Second Workshop – Compliance of SEBI (Investment Advisers) Regulations, 2013
I am happy to announce my second workshop for Investment …