SEBI’s latest circular introduces mandatory disclosure of registration details on social media for regulated intermediaries, effective May 1, 2026. The requirement is prospective and focuses on transparency, not restriction.
Is your PMS compliant? Here are the 10 most common gaps in the governance of the PMS firms observed during the previous audits.
Are you looking to apply for AIF license? Here are the 5 common gaps that delay the process.
Are you looking to apply for the RIA or RA license?
SEBI has relaxed the entry barriers.
For years, the RIA and RAs were prohibited to display of their past performance. SEBI’s October 30, 2025 circular provides an interim arrangement allowing IAs / RAs to share certified past performance under strict conditions. Here is all you want to know.
Algo trading / RA / SEBI
SEBI has issued a comprehensive framework for algo trading in February 2025 for safer participation of retail investors. This framework puts major responsibility on the brokers and algo providers.
Audits aren’t just about flagging issues, they’re a roadmap for improvement. Read on to know the common audit observations for RIAs and RAs.
SEBI has simplified the format of the Disclosure Document for PMS as a step towards ease of doing business.
Know more about the CSCRF compliance requirement for Self-certified REs