Is your AIF application aligned with SEBI expectation?
Are you looking to apply for AIF license? Here are the 5 common gaps that delay the process.
SEBI Redefines Entry Norms: Simplifying the Path for IAs and RAs
Are you looking to apply for the RIA or RA license?
SEBI has relaxed the entry barriers.
SEBI Allows IAs & RAs to Share Past Performance — Here’s All You Need to Know
For years, the RIA and RAs were prohibited to display of their past performance. SEBI’s October 30, 2025 circular provides an interim arrangement allowing IAs / RAs to share certified past performance under strict conditions. Here is all you want to know.
Algo trading / RA / SEBI
SEBI’s 2025 Algo-Trading Framework: A Practical Guide
SEBI has issued a comprehensive framework for algo trading in February 2025 for safer participation of retail investors. This framework puts major responsibility on the brokers and algo providers.
SEBI Compliance Audits: Common Pitfalls for RIA(s) and RA(s)
Audits aren’t just about flagging issues, they’re a roadmap for improvement. Read on to know the common audit observations for RIAs and RAs.
SEBI Simplifies PMS Disclosure Document: Key Updates
SEBI has simplified the format of the Disclosure Document for PMS as a step towards ease of doing business.
All about CSCRF compliance requirements for PMS categorised as Self-Certified Entities
Know more about the CSCRF compliance requirement for Self-certified REs
Do you need SEBI RA license to offer research services for free?
SEBI introduced the definition of consideration for research analysts. Understanding “receipt of consideration” is key to determining if you need an RA license.
All about the updated Investor Charter for Investment Advisers and Research Analysts
The updated investor charter highlights key changes and enhances compliance requirements for IAs and RAs.