5 Things to do after getting SEBI Research Analyst license
After months of efforts, to and fro, follow-up with SEBI, …
Time to scrap SEBI Research Analyst Regulations?
The recent settlement order against a registered research analyst – …
Can a Research Analyst provide model portfolio services?
I have been asked this multiple times by the advisers …
Additional disclosures for RIAs and Research Analysts by SEBI
On December 13, 2021, SEBI issued a circular with more …
SEBI takes steps to make Proxy Advisors more trustworthy
SEBI recognizes the role of proxy advisors in enabling shareholders …
Can a registered Investment Adviser provide research report on companies?
A SEBI registered Investment Adviser (RIA) recently wrote to me …
10-point Audit Checklist for SEBI Research Analyst – Updated 2022
All SEBI registered Research Analysts and Investment Advisers have to …
When SEBI Research Analyst Regulations do not apply to you
You are passionate about stock markets and your research on …
CS Edge – Issue 1: SMS on stock tips from SEBI registered intermediary only?
CS Edge is a weekly newsletter. It is my effort to …
FAQs on SEBI Research Analyst Regulation
I have been receiving lot of queries on my blog …
