SEBI takes steps to make Proxy Advisors more trustworthy
SEBI recognizes the role of proxy advisors in enabling shareholders …
Can a registered Investment Adviser provide research report on companies?
A SEBI registered Investment Adviser (RIA) recently wrote to me …
10-point Audit Checklist for SEBI Research Analyst – Updated 2022
All SEBI registered Research Analysts and Investment Advisers have to …
When SEBI Research Analyst Regulations do not apply to you
You are passionate about stock markets and your research on …
CS Edge – Issue 1: SMS on stock tips from SEBI registered intermediary only?
CS Edge is a weekly newsletter. It is my effort to …
FAQs on SEBI Research Analyst Regulation
I have been receiving lot of queries on my blog …
5 reasons why SEBI can put your Research Analyst application on hold
As on April 21, 2017, there are 383 Research Analyst …
Does your stock research report comply with SEBI regulations?
There are several individuals / entities who provide stocks or …
Research Analysts and Investment Advisers get permanent SEBI registration!
Securities and Exchange Board of India (SEBI) on December 18, …
Only engineering degree not allowed – SEBI Regulations
Disclaimer: While this post is my experience with SEBI application …
