SEBI Investment Advisers Regulations, 2013 aims to create a class of fiduciary advisors in India.
In more than 8 years since the introduction of the regulations, the space is still evolving. There have been
- 3 consultation papers
- Various circulars
- Amended regulations
This throws up significant challenges in running a SEBI compliant practice.
We help you work through all these challenges in your advisory practice.
Related Insights
Updates and Insights on the SEBI Investment Advisers Regulation, 2013
Our services
What we do
Let’s help you build and strengthen your investment adviser compliance
consulting
Understand how regulations are applicable in your specific context.
application
Make a thorough application for registration with SEBI.
compliance setup
Get started on a strong footing with one time compliance set up.
ongoing ADVISORY
Build compliance into your business strength and a pillar of trust.
audit
Ensure that operations are aligned to the regulatory requirements – periodically.
LEGAL
Ensure all agreements are updated and in line with regulatory requirements.
What are the basic requirements for applying as an Investment Adviser?
Testimonials
Why Clients work with us
Nikhil Bhandari
Founder, Stratzy Fintech Pvt Ltd – Research Ananlyst
Kruti is an absolute expert in SEBI related matters with in-depth knowledge about all legal compliances.
Mumbai
Mohit Kumar
Investment Adviser
Kruti’s knowledge, commitment towards her clients and work ethics are class apart. She is sensitive in addressing her client’s queries – no matter how basic.
Delhi
Soumya Malani
Research Analyst
There is peace of mind that you have when you know there is an expert on your side. Kruti has knowledge, experience as well as patience.
Kolkata
Arjun Singh
Partner, Hanut Alternate Investments LLP – PMS
There were new asks/requirements at every turn and plenty of follow up required to see this project through, and you tackled these with spirit.
Mumbai
Get In touch
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