Should I register as an Investment Adviser or a Research Analyst? (Updated)
With SEBI amending the RIA and RA regulations, are you confused which one applies to you?
All About The Latest SEBI Amendment Regulations For Investment Advisers
The amendments to the RIA Regulations are official. Let’s take stock of what the amended regulations are.
Is SEBI pro RIAs or not? Confused signals in the 2024 consultation paper
With the background of SEBI’s recent consultation paper on framework …
Will “safe space” really give recognition to SEBI registered investment advisers and research analysts?
Here is one more attempt from SEBI to curb the …
How to surrender your SEBI Investment Adviser License?
Being an Investment Adviser is tough, especially if you are …
All about Periodic Reporting for RIA – Updated
Finally, the details for period reporting by RIAs is published …
All About Periodic Reporting for RIAs
SEBI has issued a new circular for periodic reporting for …
The upcoming struggle for Finfluencers
“With great power comes great responsibility”, is my favourite dialogue …
Unregistered Investment Advisers – SEBI is watching
A question that I often get asked is “There are …
