SEBI proposes big changes for Portfolio Managers
If you are running a PMS or planning to start …
CS Edge – Issue 8: SEBI modifies process to get SCORES authentication for registered intermediaries
It is mandatory for all listed entities and SEBI registered …
Director KYC – An update
In September 2018, MCA introduced KYC of Directors. Every person …
CS Edge – Issue 7: SEBI modifies format for compliance report on Corporate Governance
Every listed company has to submit a compliance report on …
Develop a 100% SEBI compliant Registered Investment Advisers practice – an online course
As SEBI pushes through a new order in the investment …
How to get registered with CKYC Registry?
One of the compliance requirements for SEBI RIAs is to …
Can a registered Investment Adviser provide research report on companies?
A SEBI registered Investment Adviser (RIA) recently wrote to me …
Has your company filed Form INC-20A before starting business?
So, you just registered a company and got your certificate …
All about identification of ACTIVE companies by MCA
After Director KYC, MCA throws another googly for KYC of companies.
Director KYC – All you need to know
In the recent past you must have read a lot …