Electronic consent not allowed for agreements – SEBI’s clarification for RIAs
There is still a lot of ambiguity regarding interpretation of …
The Top 5 Compliance Requirements by RIAs
How are you ensuring that your compliance is as per SEBI’s guidelines? …
The Most Important Compliance Requirement Resources For RIAs – April 2021 Edition
The guidelines on amendments to Investment Advisers regulations were finally …
Upcoming Webinar – The Top 5 Compliance Requirements for RIAs
Come April 1, 2021, the revised guidelines for Investment Advisers …
SEBI amends the qualification regulation for RIAs, Research Analysts and PMS
SEBI has recently amended the regulation for qualification requirements for …
SEBI reduces fees for RIAs
The year 2021 has started with good news for Investment …
It is official! SEBI makes no amends to RIAs!
Don’t get carried away by the tricky title. All I …
Top 10 burning questions for Mutual Fund Distributors
A lot has already been written about the new amendments …
SEBI takes steps to make Proxy Advisors more trustworthy
SEBI recognizes the role of proxy advisors in enabling shareholders …
SEBI taps stock exchange for RIA supervision
SEBI has a new found focus on Registered Investment Advisers …