How to get ready for Investment Adviser (RIA) annual compliance audit?
Neha, my friend, met me over a coffee. She is …
How to put your inactive company to sleep and save cost..
“Kruti, you had helped me float a company a year …
Only engineering degree not allowed – SEBI Regulations
Disclaimer: While this post is my experience with SEBI application …
Are you planning to become a director of a company?
From time and again, several hundred companies get registered with …
How to apply for DIN or Director Identification Number?
If you are planning to become a director in a …
How do I get registered with SEBI as a Research Analyst?
A lot of investors invest in stock markets through direct …
SEBI strikes on Investment Advisers!
With SEBI pushing for the Investment Advisers certification, many have …
Disclosures under SEBI Investment Advisers Regulations
SEBI has always insisted on transparency in doing business. It …
Highlights of SEBI consultation paper on Investment Advisers Regulations
In an earlier post I had mentioned that SEBI is …
SEBI Investment Advisers – Get prepared for this
SEBI is pressing further with its agenda of segregating advice …