The Cost of

Non-Compliance

is your reputation

The changing regulatory landscape throws its own unique compliance challenges. Ensure that it doesn’t stand in the way of your business.

Investment Advisers

financial services

Focus on servicing your clients and building their wealth while remaining fully compliant

Research Analysts

investment strategy

Focus on research and not let the compliance headaches bother you

Portfolio Managers – PMS

banking

Deliver investor outcomes while keeping your money management setup a 100 % compliant

Our Goal

Make compliance easy

No more worrying about regulatory compliance. We do everything to ensure that you always remain on the right side of the law. We’re here to make sure that compliance becomes your strength and a pillar of trust.

“The cost of non compliance is greater than the cost of compliance.”

CS Kruti

Our promise to you
Expert Advice
Personal support
Excellent representation
Experienced Team

14 years of experience

We have been working with SEBI regulations for over a decade helping clients save time, effort and money. We are really excited to move forward with more new things.

150+

Successful Applications

90+

Audits

1000+

Consulting Hours

100+

Clients

Testimonials

Why Clients work with us

Nikhil Bhandari

Founder, Stratzy Fintech Pvt Ltd – Research Ananlyst

Kruti is an absolute expert in SEBI related matters with in-depth knowledge about all legal compliances. 

Mumbai
Mohit Kumar

Mohit Kumar

Investment Adviser

Kruti’s knowledge, commitment towards her clients and work ethics are class apart. She is sensitive in addressing her client’s queries – no matter how basic.

Delhi

Soumya Malani

Research Analyst

There is peace of mind that you have when you know there is an expert on your side. Kruti has knowledge, experience as well as patience.

Kolkata

Arjun Singh

Partner, Hanut Alternate Investments LLP – PMS

There were new asks/requirements at every turn and plenty of follow up required to see this project through, and you tackled these with spirit.

Mumbai